• November 1, 2024-the Day of the Dead Edition

  • Nov 1 2024
  • Length: 7 mins
  • Podcast

November 1, 2024-the Day of the Dead Edition

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  • Summary

  • Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional. · It turns out audit reports do matter. (WSJ) · JP Morgan set to settle several SEC enforcement actions. (Reuters) · UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg) · A Texas judge fights forum shopping. (NYT) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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