Conquer the Series 24 Exam: Study Guide for the General Securities Principal Qualification Exam Audiobook By Philip Martin McCaulay cover art

Conquer the Series 24 Exam: Study Guide for the General Securities Principal Qualification Exam

 Virtual Voice Sample
Try for $0.00
Prime logo Prime members: New to Audible?
Get 2 free audiobooks during trial.
Pick 1 audiobook a month from our unmatched collection.
Listen all you want to thousands of included audiobooks, Originals, and podcasts.
Access exclusive sales and deals.
Premium Plus auto-renews for $14.95/mo after 30 days. Cancel anytime.

Conquer the Series 24 Exam: Study Guide for the General Securities Principal Qualification Exam

By: Philip Martin McCaulay
Narrated by: Virtual Voice
Try for $0.00

$14.95/month after 30 days. Cancel anytime.

Buy for $14.99

Buy for $14.99

Confirm purchase
Pay using card ending in
Switch payment method
By confirming your purchase, you agree to Audible's Conditions of Use and Amazon's Privacy Notice. Taxes where applicable.
Cancel
Background images

This title uses virtual voice narration

Virtual voice is computer-generated narration for audiobooks.

About this listen

 "Conquer the Series 24 Exam: Study Guide for the General Securities Principal Qualification Exam" is your comprehensive resource for mastering the Series 24 exam and advancing your career as a General Securities Principal. This study guide covers all essential topics, including supervision of investment banking, trading, and market making activities, managing customer accounts, and overseeing compliance and ethical standards. Each chapter provides in-depth explanations, practical insights, and real-world examples to help you understand and apply key concepts effectively.

Designed to build a solid foundation in securities supervision, this guide includes detailed discussions on risk management, internal controls, regulatory requirements, and supervisory responsibilities. The book also explores the intricacies of margin accounts, underwriting and distributing securities, and handling customer complaints and disputes. Emphasizing the importance of ethical behavior and professional conduct, it offers strategies for fostering a culture of compliance and integrity within your firm.

With clear, concise language and a structured approach, "Conquer the Series 24 Exam" is ideal for both new candidates and experienced professionals seeking to deepen their knowledge. The study guide includes practical tips for exam preparation, insights into the regulatory examination process, and best practices for maintaining readiness. Ensure your success and confidence in passing the Series 24 exam with this all-encompassing study guide and take the next step in your professional journey with ease. Study Guides & Test Preparation
adbl_web_global_use_to_activate_webcro805_stickypopup
All stars
Most relevant
No detail, super generic and repetitive. would not recommend if you’re trying to study for the S24.

Bad

Something went wrong. Please try again in a few minutes.
Do not buy. This gives zero details and is a waste of time. I should have heeded the one review other before I wasted a credit on it.

Garbage

Something went wrong. Please try again in a few minutes.