Conquer the Series 99 Exam: Study Guide for the Operations Professional Exam Audiobook By Philip Martin McCaulay cover art

Conquer the Series 99 Exam: Study Guide for the Operations Professional Exam

 Virtual Voice Sample
Get this deal Try for $0.00
Offer ends April 30, 2025 at 11:59PM PT.
Prime logo Prime members: New to Audible? Get 2 free audiobooks during trial.
Pick 1 audiobook a month from our unmatched collection.
Listen all you want to thousands of included audiobooks, Originals, and podcasts.
Access exclusive sales and deals.
Premium Plus auto-renews for $14.95/mo after 3 months. Cancel anytime.
Pick 1 audiobook a month from our unmatched collection.
Listen all you want to thousands of included audiobooks, Originals, and podcasts.
Access exclusive sales and deals.
Premium Plus auto-renews for $14.95/mo after 30 days. Cancel anytime.

Conquer the Series 99 Exam: Study Guide for the Operations Professional Exam

By: Philip Martin McCaulay
Narrated by: Virtual Voice
Get this deal Try for $0.00

$14.95/mo. after 3 months. Offer ends April 30, 2025 11:59PM PT. Cancel anytime.

$14.95/month after 30 days. Cancel anytime.

Buy for $14.99

Buy for $14.99

Confirm purchase
Pay using card ending in
Switch payment method
By confirming your purchase, you agree to Audible's Conditions of Use and Amazon's Privacy Notice. Taxes where applicable.
Cancel
Background images

This title uses virtual voice narration

Virtual voice is computer-generated narration for audiobooks.

About this listen

 designed for aspiring operations professionals. This guide provides an in-depth understanding of the critical concepts and regulations necessary to excel in the Series 99 Exam. It covers all essential topics, including broker-dealer operations, customer account management, clearance and settlement, and risk management. Each chapter is meticulously structured to facilitate easy learning and retention, ensuring that candidates are well-prepared for the exam.

Detailed explanations and practical examples clarify complex subjects. The guide also includes insights into regulatory requirements, helping you navigate the financial industry's compliance landscape with confidence. Whether you're new to the field or looking to solidify your expertise, this study guide is your ultimate resource for achieving success on the Series 99 Exam.

Build the foundation you need to thrive as an operations professional. With this study guide, you'll gain the knowledge, skills, and confidence to pass the Series 99 Exam and advance your career in the financial industry. Analysis & Strategy Investing & Trading Study Guides & Test Preparation
adbl_web_global_use_to_activate_webcro768_stickypopup

What listeners say about Conquer the Series 99 Exam: Study Guide for the Operations Professional Exam

Average customer ratings

Reviews - Please select the tabs below to change the source of reviews.

Audible.com reviews

Amazon reviews
No Reviews are Available