Episodes

  • 10 For 10: Top Compliance Stories For the Week Ending March 8, 2025

    10 For 10: Top Compliance Stories For the Week Ending March 8, 2025
    Mar 8 2025
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · Trump suspends Canada and Mexico tariffs. (FT) · Will EEOC chair fight for discrimination? (WSJ) · Andrew Pearse avoids jail time in Tuna Bond case. (Reuters) · Selling the C-Suite on risk and compliance. (PYMNTS.com) · Corruption tainting the fight against climate change. (The Grist) · EY not liable in Wirecard fraud. (Reuters) · DOJ asks for delay of Cognizant trial. (WSJ) · Gaming out tariff moves. (NYT) · Deloitte to evaluate office attendance as part of bonus. (FT) · Making the world safe for bribery. (Christianity Today) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 mins
  • 10 For 10: Top Compliance Stories For the Week Ending March 1, 2025

    10 For 10: Top Compliance Stories For the Week Ending March 1, 2025
    Mar 1 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Thailand Deports Uyghurs to China. (WSJ) Trump revoked Chevron’s license to do business in Venezuela. (WSJ) CFTC to give credit for self-disclosure. (WSJ) Meta faces a lawsuit for using cheap foreign workers. (Reuters) A More Corrupt World Will Be Bad for America. (Foreign Affairs) 9th Circuit upholds Holmes’s conviction. (Reuters) Coinbase says the SEC will drop the lawsuit. (CNN) Leveling, not raising. (WaPo) A green light for corruption. (FT) AI in 10Ks. (Reuters) Who wants to go back to Russia? (NYT) South Africa’s corruption efforts lag. (Bloomberg) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 mins
  • Top Compliance Stories For the Week Ending February 22, 2025

    Top Compliance Stories For the Week Ending February 22, 2025
    Feb 22 2025
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · You can take the KFC out of Kentucky. (NYT) · Grand jury investigating Synapse fraud. (WSJ) · Patel and Shein. (WSJ) · CTA back on. (WSJ) · DOJ guts bringing of corruption cases. (CNN) · Barclay’s faces money-laundering investigation. (WSJ) · Is settling litigation paying a bribe? (WSJ) · Wells Fargo Consent Decree terminated. (YaHooFinance) · JPMorgan purchase of Frank heads to criminal trial. (FT) · Of business plans and tariff changes. (Bloomberg) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 mins
  • 10 For 10: Top Compliance Stories For the Week Ending February 15, 2025

    10 For 10: Top Compliance Stories For the Week Ending February 15, 2025
    Feb 15 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. SEC looks to muzzle shareholders. (WSJ) Was Shell scammed on oil cleanup? (BBC) Acting US Attorney for SDNY quits over Trump interference. (NYT) CFIUS enforcement is likely to continue under Trump. (Reuters) US drops again on TI-CPI. (WaPo) Mike Madigan was found guilty. (Law360) sub req’d A green light for corruption. (FT) CFPB ordered all work to be stopped ‘immediately’. (NYT) Musk is now making referrals to the US Attorney. (Reuters) McKinsey asks if China is too risky. (Bloomberg) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 mins
  • 10 For 10: Top Compliance Stories For the Week Ending February 8, 2025

    10 For 10: Top Compliance Stories For the Week Ending February 8, 2025
    Feb 8 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Fay Vincent warned MLB of the corruption from gambling. (NYT) Do we need eyes on compliance gatekeepers? (The Regulatory Review) MLB fires ump for shared betting accounts. (ESPN) WVU replaces DEI with “Dept. of Engagement and Compliance”. (12WBOY) Will Trump DOJ drop corruption charges against NYC Mayor? (Reuters) Shien IPO runs into Uyghur issues. (Reuters) Top SEC crypto lawyer reassigned to IT. (WSJ) Pam Bondi confirmed as new AG. (Bloomberg) Bondi cuts back on FCPA enforcement. (Radical Compliance) Is the Rooney Rule still legal? (Bloomberg) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News, which features four curated compliance and ethics stories each day here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 mins
  • Top Compliance Stories For the Week Ending January 25, 2025

    Top Compliance Stories For the Week Ending January 25, 2025
    Jan 26 2025
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · Great risk for Germany to invest in China. (FT) · Vietnam dismantles AML ring. (Aljazeera) · Administration ramps up attacks on DEI . (NYT) · (Bloomberg) · Ukraine chief psychiatrist arrested on corruption charges. (BBC) · Ex-Everton player and China coach jailed for bribery. (ESPN) · (Bloomberg) · KPMG under FRC investigation yet again. (Bloomberg) · Tariff whiplash coming. (Bloomberg) · WFH not ‘real work’. (BBC) · More conflict mineral allegations against Apple from DRC. (FT) · Trash compliance-it’s a thing. (Gothamist) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 mins
  • 10 For 10: Top Compliance Stories For the Week Ending - January 18, 2025

    10 For 10: Top Compliance Stories For the Week Ending - January 18, 2025
    Jan 17 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. BitMEX fined an additional $100MM. (WSJ) Wells Fargo banks on compliance. (PYMTS.com) China military corruption purge ‘tip of the iceberg’. (Business Insider) Cognizant defendants want to know government’s trial strategy. (Law360) sub req’d What is forced labor? (BBC) KPMG to open US law firm in AZ. (Reuters) SEC sues Elon Musk yet again, this time over Twitter purchase. (Bloomberg) UK Minister resigns over corruption investigation in Bangladesh. (Reuters) Has corporate purpose lost its purpose? (FT) Return To Office compliance. (Bloomberg) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 mins
  • Top Compliance Stories For the Week Ending January 11, 2025

    Top Compliance Stories For the Week Ending January 11, 2025
    Jan 11 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Bayview Asset Management settles cyber weakness case. (WSJ) Corruption at the Supreme Court. (Reuters) Enron is back. What could go wrong? (NYT) UBS to settle Credit Suisse tax fraud case. (Bloomberg) Tribute to Jimmy Carter in the fight against corruption. (FT) Former MoviePass CEO pleads guilty to fraud. (NYT) OIG issues Nursing Home compliance guidance. (National Review) China will deepen the corruption fight in areas such as finance and energy. (Bloomberg) Boeing and DOJ get another month on a plea deal. (Law360) sub req’d Corruption is the biggest threat to the Chinese Communist Party. (Reuters) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 mins