Laws & Regulations: Financial Education Is Your Best Investment
Practical Glossary of Regulations for Banks, Brokers, and Investment Companies, Commercial & Corporate Law
Failed to add items
Add to Cart failed.
Add to Wish List failed.
Remove from wishlist failed.
Adding to library failed
Follow podcast failed
Unfollow podcast failed
$0.99/mo for the first 3 months
Prime members: New to Audible? Get 2 free audiobooks during trial.
Laws & Regulations: Financial Education Is Your Best Investment
Buy for $24.95
No default payment method selected.
We are sorry. We are not allowed to sell this product with the selected payment method
-
Narrated by:
-
William Bahl
-
By:
-
Thomas Herold
About this listen
Important Financial Laws and Regulations You Should Know
Financial laws and rules govern what financial institutions such as banks, brokers, and investment companies can do. These rules are generally put into effect by government regulators or international groups to protect investors, maintain orderly markets, and promote financial stability.
After the 2008 financial crisis, governments across the world were empowered to push for financial reforms designed to provide greater transparency of transactions and reduce risk, in order to make financial systems more stable and better regulated and to make global markets safer.
This financial laws and regulations guide helps you understand:
- Banking and Financial Regulation
- Commercial and Corporate Law
- The Federal Deposit Insurance Corporation
- National Credit Union Administration
- Securities and Exchange Commission
- Commodity Futures Trading Commission
- Federal Housing Finance Agency
- Consumer Financial Protection Bureau
The financial laws & regulation glossary compiles a list of 140 most common terms you’re likely to encounter in alphabetical order. Every law and regulation is explained in detail, with clear and concise article style description and practical examples.
Knowing financial law is crucial to appreciating the creation and formation of banking and financial regulation, as well as the legal framework for finance generally. Understanding the legal implications of transactions and structures such as an indemnity, or overdraft is crucial to appreciating their effect in financial transactions.
PLEASE NOTE: When you purchase this title, the accompanying PDF will be available in your Audible Library along with the audio.
©2019 Thomas Herold (P)2020 Thomas HeroldListeners also enjoyed...
-
99 Financial Terms Every Beginner, Entrepreneur & Business Should Know
- The Simple Guide to Financial Literacy, Financial Intelligence & Independence, Financial Freedom & Peace.
- By: Thomas Herold
- Narrated by: William Bahl
- Length: 7 hrs and 9 mins
- Unabridged
-
Overall4.5 out of 5 stars 70
-
Performance4.5 out of 5 stars 64
-
Story4.5 out of 5 stars 64
Whenever you hear someone speak personal finance, do you feel like you’re learning a foreign language? Do you feel lost when reading or hearing financial terminology from your bank, insurance, investment agent, or the IRS? You’re not alone! If you cannot comprehend basic financial concepts, such as interest compounding and financial risk diversification, you're paying higher transaction fees, you pile up unmanageable debts, and you also end up paying higher interest on loans.
-
5 out of 5 stars
-
Well-being and freedom starts
- By Perry on 06-11-19
By: Thomas Herold
-
Contract Law
- Developed for Law School Exams and the Multistate Bar
- By: AudioOutlines
- Narrated by: Rafi Nemes JD
- Length: 3 hrs and 18 mins
- Unabridged
-
Overall4.5 out of 5 stars 155
-
Performance4.5 out of 5 stars 127
-
Story4.5 out of 5 stars 120
In Contract Law, we examine the black letter rules of contract law most commonly tested on the MBE and in law school. Contract Law provides you with a concise overview of the subject matter in a way that makes it easy to learn, understand, and memorize. Contract Law also includes numerous hypothetical examples and analyses to help you apply the rules of law to any given fact patterns.
-
3 out of 5 stars
-
PLEASE! label the chapters!
- By rw on 11-03-19
By: AudioOutlines
-
Corporate Finance
- The Ultimate Guide to Financial Reporting, Business Valuation, Risk Management, Financial Management, and Financial Statements
- By: Greg Shields
- Narrated by: Michael Reaves, Eric Burr
- Length: 12 hrs and 31 mins
- Unabridged
-
Overall4.5 out of 5 stars 116
-
Performance4.5 out of 5 stars 93
-
Story4.5 out of 5 stars 95
Discover how you can improve your financial skills and learn more about corporate finance in this five-audiobook bundle. You'll learn about competitive analysis, customer checks, how to mitigate risk, how to make the right acquisitions by asking the right questions, how to analyze your business' performance, and much more.
-
3 out of 5 stars
-
Great but accompanying PDF does not match!
- By Jill on 04-12-20
By: Greg Shields
-
The Money Deception - What Banks & Governments Don't Want You to Know
- Money Power, Banking Rules & Secrets Exposed. The Money Education & Makeover Guide.
- By: Thomas Herold
- Narrated by: Ken Strecker
- Length: 8 hrs and 2 mins
- Unabridged
-
Overall4.5 out of 5 stars 132
-
Performance5 out of 5 stars 121
-
Story4.5 out of 5 stars 121
This audiobook unveils more than 20 secret methods used by banks, governments, and corporations to legally steal 90 percent of your income. Brilliantly authored and astoundingly easy to understand, this audiobook is an eye-popping exposure of the most sophisticated fraud in the history of mankind.
-
5 out of 5 stars
-
Five Stars
- By Anthony Daniel on 07-04-19
By: Thomas Herold
-
Law School for Everyone: Corporate Law
- By: George S. Geis, The Great Courses
- Narrated by: Professor George S. Geis
- Length: 5 hrs and 43 mins
- Original Recording
-
Overall4.5 out of 5 stars 198
-
Performance5 out of 5 stars 163
-
Story4.5 out of 5 stars 161
These 12 lectures answer questions about a high-stakes, ever-evolving area of the American legal system. Recreating a traditional law school course in corporate law, Professor Geis guides you through the foundations of corporate law, the history of corporations, the problems that can plague corporations (including insider trading and bribery), and more. In clear, accessible language, Law School for Everyone: Corporate Law introduces you to the inner workings of corporate law.
-
5 out of 5 stars
-
It's a winner
- By Philo on 10-20-19
By: George S. Geis, and others
-
The Great Awakening
- Defeating the Globalists and Launching the Next Great Renaissance
- By: Alex Jones, Kent Heckenlively - contributor
- Narrated by: Simon Sharp
- Length: 15 hrs and 24 mins
- Unabridged
-
Overall5 out of 5 stars 297
-
Performance4.5 out of 5 stars 273
-
Story5 out of 5 stars 273
Working with New York Times bestselling author Kent Heckenlively, Alex Jones masterfully gives you the deeper discussion about such hot button topics as the truth behind the globalists plans for artificial intelligence (AI), the central bank digital currency, social credit scores, Big Tech tyranny, censorship, fifteen-minute cities, the unholy alliance between big business and big government, the military-intelligence-industrial complex—which is hell-bent on eternal war—and the all-out assault on free speech and the Second Amendment.
-
5 out of 5 stars
-
Cannot believe Alex didn’t narrate :.(
- By Andrew D. Thomas on 11-18-23
By: Alex Jones, and others
-
99 Financial Terms Every Beginner, Entrepreneur & Business Should Know
- The Simple Guide to Financial Literacy, Financial Intelligence & Independence, Financial Freedom & Peace.
- By: Thomas Herold
- Narrated by: William Bahl
- Length: 7 hrs and 9 mins
- Unabridged
-
Overall4.5 out of 5 stars 70
-
Performance4.5 out of 5 stars 64
-
Story4.5 out of 5 stars 64
Whenever you hear someone speak personal finance, do you feel like you’re learning a foreign language? Do you feel lost when reading or hearing financial terminology from your bank, insurance, investment agent, or the IRS? You’re not alone! If you cannot comprehend basic financial concepts, such as interest compounding and financial risk diversification, you're paying higher transaction fees, you pile up unmanageable debts, and you also end up paying higher interest on loans.
-
5 out of 5 stars
-
Well-being and freedom starts
- By Perry on 06-11-19
By: Thomas Herold
-
Contract Law
- Developed for Law School Exams and the Multistate Bar
- By: AudioOutlines
- Narrated by: Rafi Nemes JD
- Length: 3 hrs and 18 mins
- Unabridged
-
Overall4.5 out of 5 stars 155
-
Performance4.5 out of 5 stars 127
-
Story4.5 out of 5 stars 120
In Contract Law, we examine the black letter rules of contract law most commonly tested on the MBE and in law school. Contract Law provides you with a concise overview of the subject matter in a way that makes it easy to learn, understand, and memorize. Contract Law also includes numerous hypothetical examples and analyses to help you apply the rules of law to any given fact patterns.
-
3 out of 5 stars
-
PLEASE! label the chapters!
- By rw on 11-03-19
By: AudioOutlines
-
Corporate Finance
- The Ultimate Guide to Financial Reporting, Business Valuation, Risk Management, Financial Management, and Financial Statements
- By: Greg Shields
- Narrated by: Michael Reaves, Eric Burr
- Length: 12 hrs and 31 mins
- Unabridged
-
Overall4.5 out of 5 stars 116
-
Performance4.5 out of 5 stars 93
-
Story4.5 out of 5 stars 95
Discover how you can improve your financial skills and learn more about corporate finance in this five-audiobook bundle. You'll learn about competitive analysis, customer checks, how to mitigate risk, how to make the right acquisitions by asking the right questions, how to analyze your business' performance, and much more.
-
3 out of 5 stars
-
Great but accompanying PDF does not match!
- By Jill on 04-12-20
By: Greg Shields
-
The Money Deception - What Banks & Governments Don't Want You to Know
- Money Power, Banking Rules & Secrets Exposed. The Money Education & Makeover Guide.
- By: Thomas Herold
- Narrated by: Ken Strecker
- Length: 8 hrs and 2 mins
- Unabridged
-
Overall4.5 out of 5 stars 132
-
Performance5 out of 5 stars 121
-
Story4.5 out of 5 stars 121
This audiobook unveils more than 20 secret methods used by banks, governments, and corporations to legally steal 90 percent of your income. Brilliantly authored and astoundingly easy to understand, this audiobook is an eye-popping exposure of the most sophisticated fraud in the history of mankind.
-
5 out of 5 stars
-
Five Stars
- By Anthony Daniel on 07-04-19
By: Thomas Herold
-
Law School for Everyone: Corporate Law
- By: George S. Geis, The Great Courses
- Narrated by: Professor George S. Geis
- Length: 5 hrs and 43 mins
- Original Recording
-
Overall4.5 out of 5 stars 198
-
Performance5 out of 5 stars 163
-
Story4.5 out of 5 stars 161
These 12 lectures answer questions about a high-stakes, ever-evolving area of the American legal system. Recreating a traditional law school course in corporate law, Professor Geis guides you through the foundations of corporate law, the history of corporations, the problems that can plague corporations (including insider trading and bribery), and more. In clear, accessible language, Law School for Everyone: Corporate Law introduces you to the inner workings of corporate law.
-
5 out of 5 stars
-
It's a winner
- By Philo on 10-20-19
By: George S. Geis, and others
-
The Great Awakening
- Defeating the Globalists and Launching the Next Great Renaissance
- By: Alex Jones, Kent Heckenlively - contributor
- Narrated by: Simon Sharp
- Length: 15 hrs and 24 mins
- Unabridged
-
Overall5 out of 5 stars 297
-
Performance4.5 out of 5 stars 273
-
Story5 out of 5 stars 273
Working with New York Times bestselling author Kent Heckenlively, Alex Jones masterfully gives you the deeper discussion about such hot button topics as the truth behind the globalists plans for artificial intelligence (AI), the central bank digital currency, social credit scores, Big Tech tyranny, censorship, fifteen-minute cities, the unholy alliance between big business and big government, the military-intelligence-industrial complex—which is hell-bent on eternal war—and the all-out assault on free speech and the Second Amendment.
-
5 out of 5 stars
-
Cannot believe Alex didn’t narrate :.(
- By Andrew D. Thomas on 11-18-23
By: Alex Jones, and others
-
Law School for Everyone: Constitutional Law
- By: Eric Berger, The Great Courses
- Narrated by: Eric Berger
- Length: 6 hrs and 28 mins
- Original Recording
-
Overall4.5 out of 5 stars 779
-
Performance4.5 out of 5 stars 671
-
Story4.5 out of 5 stars 666
Americans wage many of today’s fiercest policy debates and culture wars over constitutional meaning. It’s because constitutional law is so fundamental to our democracy that law schools across the country teach the subject. It's the area of law that determines what federal and state governments are permitted to do, and what rights you have as an individual citizen of the US. Here, you'll get the same accessible, well-rounded introduction to constitutional law as a typical law student - but with the added benefit of noted constitutional scholar Eric Berger's brilliant insights.
-
4 out of 5 stars
-
Read with this Neil Gorsuch!
- By Amazon Customer on 02-03-20
By: Eric Berger, and others
-
Thinking Like an Economist: A Guide to Rational Decision Making
- By: Randall Bartlett, The Great Courses
- Narrated by: Randall Bartlett
- Length: 6 hrs and 11 mins
- Original Recording
-
Overall4.5 out of 5 stars 1,951
-
Performance4.5 out of 5 stars 1,708
-
Story4.5 out of 5 stars 1,685
Economic forces are everywhere around you. But that doesn't mean you need to passively accept whatever outcome those forces might press upon you. Instead, with these 12 fast-moving and crystal clear lectures, you can learn how to use a small handful of basic nuts-and-bolts principles to turn those same forces to your own advantage.
-
4 out of 5 stars
-
Great for beginners, nothing you for an economist
- By V. Taras on 07-08-15
By: Randall Bartlett, and others
-
Law School for Everyone: Contracts
- By: David Horton, The Great Courses
- Narrated by: Professor David Horton
- Length: 6 hrs and 30 mins
- Original Recording
-
Overall4.5 out of 5 stars 266
-
Performance5 out of 5 stars 222
-
Story4.5 out of 5 stars 219
Join Professor Horton for an accessible introduction from contract essentials, including offers, acceptances, counteroffers, and options and defenses, to contract enforcement, such as fraud, duress, and unconscionability. In lectures that demystify concepts and terms that can often seem intimidating to individuals outside of legal fields, you’ll better understand (and navigate) the contracts of everyday life.
-
4 out of 5 stars
-
Clears up a lot about contracts
- By Philo on 11-22-20
By: David Horton, and others
-
The Articulate Advocate
- Persuasive Skills for Lawyers in Trials, Appeals, Arbitrations, and Motions
- By: Brian K. Johnson, Marsha Hunter
- Narrated by: Susan Ericksen
- Length: 7 hrs and 45 mins
- Unabridged
-
Overall4.5 out of 5 stars 43
-
Performance4.5 out of 5 stars 39
-
Story4.5 out of 5 stars 37
An advocate may know what to say but is only effective when he or she knows how to be persuasive. Combining facts with know-how to persuade judges, juries, and arbitrators, the book teaches immediately useful techniques such as how to channel the initial adrenaline buzz, grab and hold the fact finder’s attention, gesture while speaking, speak in phrases, and polish the persuasive style. Based on 30 years of experience from coaching practitioners, this guide integrates cutting-edge discoveries in human factors, gesture studies, linguistics, neuroscience, and more.
-
5 out of 5 stars
-
Good information and practical advice for any experience level
- By Hashu Deikus on 10-19-24
By: Brian K. Johnson, and others
-
Law 101
- Everything You Need to Know About American Law
- By: Jay M. Feinman
- Narrated by: Joe Barrett
- Length: 16 hrs and 24 mins
- Unabridged
-
Overall4.5 out of 5 stars 664
-
Performance4.5 out of 5 stars 573
-
Story4.5 out of 5 stars 574
Here is an exceptionally clear introduction to law, covering the main subjects found in the first year of law school, giving us a basic understanding of how it all works. Listeners are introduced to every aspect of the legal system, from constitutional law and the litigation process to tort law, contract law, property law, and criminal law. Feinman illuminates each discussion with many intriguing, outrageous, and infamous cases.
-
4 out of 5 stars
-
Solid Review of the 1L Curriculum
- By Jami on 08-29-16
By: Jay M. Feinman
-
The Legal Analyst
- A Toolkit for Thinking About the Law
- By: Ward Farnsworth
- Narrated by: Keith Sellon-Wright
- Length: 14 hrs and 17 mins
- Unabridged
-
Overall4.5 out of 5 stars 44
-
Performance5 out of 5 stars 39
-
Story4.5 out of 5 stars 38
There are two kinds of knowledge law school teaches: legal rules on the one hand, and tools for thinking about legal problems on the other. Although the tools are far more interesting and useful than the rules, they tend to be neglected in favor of other aspects of the curriculum. In The Legal Analyst, Ward Farnsworth brings together in one place all of the most powerful of those tools for thinking about law.
-
5 out of 5 stars
-
Behind the rules: ties it all together
- By Philo on 06-05-22
By: Ward Farnsworth
-
Financial Intelligence
- A Manager's Guide to Knowing What the Numbers Really Mean
- By: Karen Berman, Joe Knight
- Narrated by: Tom Zingarelli
- Length: 7 hrs and 20 mins
- Unabridged
-
Overall4.5 out of 5 stars 645
-
Performance4.5 out of 5 stars 539
-
Story4.5 out of 5 stars 533
Since its release in 2006, Financial Intelligence has become a favorite among managers who need a guided tour through the numbers, helping them to understand not only what the numbers really mean but also why they matter. This new, completely updated edition brings the numbers up to date and continues to teach the basics of finance to managers who need to use financial data to drive their business.
-
3 out of 5 stars
-
You need to listen with the pdf documents
- By Jean on 03-22-18
By: Karen Berman, and others
-
Money Management to Become Wealthy
- By: William Bahl
- Narrated by: William Bahl
- Length: 1 hr and 27 mins
- Unabridged
-
Overall5 out of 5 stars 45
-
Performance5 out of 5 stars 45
-
Story5 out of 5 stars 45
Money management is as important as any business. This demands quite several skills, wisdom, and expertise. Do not worry; this audiobook got you covered on the necessary basics you need. It is impossible to follow this audiobook carefully and not become wealthy through management. The statistics, information, and other related contents provided in this audiobook are from reliable sources. This audiobook discussed money, how to raise enough of it for business startups, its liquidity in the current business world, management, and how to do it properly.
-
5 out of 5 stars
-
You Are My Hero!
- By Kevin on 03-19-20
By: William Bahl
-
Criminal Law
- Developed for Law School Exams and the Multistate Bar
- By: AudioOutlines
- Narrated by: Rafi Nemes JD
- Length: 3 hrs and 26 mins
- Unabridged
-
Overall5 out of 5 stars 122
-
Performance5 out of 5 stars 91
-
Story4.5 out of 5 stars 92
In Criminal Law, we examine the black letter rules of criminal law most commonly tested on the MBE and in law school. By combining a simple approach to legal learning with the innovative appeal of an audio study aid, Criminal Law provides you with a concise overview of the subject matter in a way that makes it easy to learn, understand, and memorize. Criminal Law also includes numerous hypothetical examples and analyses to help you apply the rules of law to analyze any given fact patterns.
-
5 out of 5 stars
-
Great concise outline, well worth it
- By Zachary B. on 03-19-19
By: AudioOutlines
-
Principles for Dealing with the Changing World Order
- Why Nations Succeed or Fail
- By: Ray Dalio
- Narrated by: Jeremy Bobb, Ray Dalio
- Length: 16 hrs and 48 mins
- Unabridged
-
Overall4.5 out of 5 stars 4,977
-
Performance4.5 out of 5 stars 4,147
-
Story4.5 out of 5 stars 4,123
From legendary investor Ray Dalio, author of the number-one New York Times best seller Principles, who has spent half a century studying global economies and markets, Principles for Dealing with the Changing World Order examines history’s most turbulent economic and political periods to reveal why the times ahead will likely be radically different from those we’ve experienced in our lifetimes - and to offer practical advice on how to navigate them well.
-
2 out of 5 stars
-
Ray Dalio, Chinas New Minister of Propoganda
- By Dudley on 01-04-22
By: Ray Dalio
-
Wills and Trusts AudioLearn
- Audio Law Outlines
- By: AudioLearn Legal Content Team
- Narrated by: Terry Rose
- Length: 13 hrs and 9 mins
- Unabridged
-
Overall4 out of 5 stars 23
-
Performance4 out of 5 stars 17
-
Story4 out of 5 stars 18
Written by distinguished law professors and professionally narrated for easy listening, this outline covers what is typically taught in a law school wills and trusts course. Included are detailed explanations of critical issues and topics you must know to master the course.
-
1 out of 5 stars
-
Error-Filled Outline
- By FreeBlackfish on 05-19-19
-
The Bitcoin Blitz
- The Past, the Present, and Future of Bitcoin
- By: C.K. Spencer
- Narrated by: Dr. Jeff Hutchinson
- Length: 3 hrs and 13 mins
- Unabridged
-
Overall5 out of 5 stars 48
-
Performance5 out of 5 stars 48
-
Story5 out of 5 stars 48
Many think Bitcoin is a bubble waiting to burst because of its huge upside — too good to be true, they say. But they couldn’t be more wrong. Since Bitcoin has been highly volatile and poorly understood, it can get messy if you’re not equipped with the right tools, techniques, and insider insights. That’s where The Bitcoin Blitz comes in. Everything you need to know to get started on successfully trading Bitcoin is laid out in simple, easy-to-understand language that any beginner can grasp!
-
5 out of 5 stars
-
Great book a must have!
- By Adelfa Cristobal on 02-03-23
By: C.K. Spencer
What listeners say about Laws & Regulations: Financial Education Is Your Best Investment
Highly rated for:
Reviews - Please select the tabs below to change the source of reviews.
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- Gilbert Hartwell
- 05-24-20
Great book on redlining history
Very helpful for our everyday living and life hacks.. thumbs up for me. I would take this course again...
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- AMERICAN
- 08-22-20
In depth yet easy to comprehend
In 2013, there were only 936 Savings and Loans, according to the FDIC. The agency supervised almost half of them. Today, S&Ls are like any other bank, thanks to the FIRREA bailout of the 1980s. Most S&Ls that remain can offer banking services similar to other commercial banks, including checking and savings accounts.
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- Grace
- 03-23-20
a Surprise Gem
I love Herold's courses! He breaks the subject down into small bites that are easy to consume. I've added in my audible library for a few more of his courses and am excited to learn more!
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- Judy Harris
- 08-19-20
Incredible method
Commercial banks are the most common financial institutions in the United States, with total financial assets of about $13.5 trillion (85 percent of the total assets of the banking institutions).
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- Eva
- 03-20-20
A lot better than expected
I totally enjoyed the course. I feel that it will be helpful going forward in my life. I feel that Thomas Herold broke the law and regulations down into something that can be easily understood. It's a great course.
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- Clifford
- 03-21-20
Well Written and Informative
Readable and detailed concurrently. Provides and excellent foundation on the broad sweep of financial regulation. Leaves no topic unexplored. Really good consumer protection law section too.
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- Kevin
- 03-19-20
Written by an expert!
This Book 15 of The Financial IQ Series once again offers an in-depth review of market conditions and insolvency case developments in key countries. A debt of gratitude is owed to the outstanding professionals around the world who have dedicated their time and talents to this book. As always, their contributions reflect diverse viewpoints and approaches, which in turn reflect the diversity of their respective national commercial cultures and laws.
Consumer choice for financial products and services is proliferating across global markets. The ability to reach consumers at any time on their mobile phones, tablets or other devices has helped attract substantial capital investment in consumer financial services. After the 2008 financial crisis, governments across the world were empowered to push for financial reforms designed to provide greater transparency of transactions and reduce risk, in order to make financial systems more stable and better regulated and to make global markets safer. This survey of consumer finance law describes the legal and regulatory approaches taken in the jurisdictions covered. Each chapter addresses the key characteristics of, and current climate within, a particular jurisdiction. Although payments, lending and deposits are the focus of this survey, other financial products and services are discussed where relevant. The purpose of this inaugural edition of Financial Laws and Regulations is to provide securitisation attorneys, borrowers, lenders and other market participants with insight into a sample of structural frameworks and regulatory issues surrounding the industry in a broad array of jurisdictions. This edition is not intended to be a comprehensive overview of securitisation regulation and structures in every jurisdiction, but rather to provide a frame of reference for, and a comparison of, the various structural features available and the regulatory considerations necessary in securitising assets globally.
It is the only book in this field that explains clearly everything about financial and banking regulation. Also written by prominent legal scholars makes it easier to understand for lawyers.
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
24 people found this helpful
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- Daniel Askew
- 03-20-20
Short, yet useful
Despite the significant growth of the global structured product market in recent years, very few books on legal and regulatory issues related to structured products are available. We hope that this publication will contribute to the knowledge base of legal practitioners and other structured product market participants. For our purposes, the term structured product refers to a pre-packaged investment that combines derivatives with other financial instruments to provide a return based on the performance of one or more underlying assets, including equity securities, indices, commodities, interest rates, currencies and, in some jurisdictions, credit risks. We are honoured to present the 15th edition of The Financial Laws and Regulations Review. The chapters that follow describe the manner in which are Commercial and Corporate Law, The Federal Deposit Insurance Corporation, National Credit Union Administration, Securities and Exchange Commission, Commodity Futures Trading Commission, Banking and Financial Regulation, and also Consumer Financial Protection Bureau etc. The financial laws & regulation glossary compiles a list of 140 most common terms and every law and regulation is explained in detail, with clear and concise article style description and practical examples.
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
22 people found this helpful
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- Colleen Powers
- 03-23-20
Principles of Financial Regulation
Since childhood, I am blessed with a little bit of sixth sense as I understood. I can sense bad things of future naturally, although I truly love to sense the great things those will occur in future and very next moment to my family and myself.
I must say during college days unknowingly I had used the law of attraction to attract positive results for my education. Very strangely I noticed magic when I was in college. I specifically thought I will get 66.9% on 1st year, 69.3% on 2nd year and finally 72.1% on the final year of Engineering college, and to the very best of surprising me I did get these marks in those college years, which is now an integral of my life in this incarnation. So I truly believe in my heart what Herold has described in the introductory chapters. I am very excited by realizing the fact that I already have this attraction power on finance laws since childhood, but now I will learn how to use day in day out properly from Herold to attract positive abundance and unconditional unlimited happiness for my family and for myself in the finance sectors. Now I have the knowledge of Banking and Financial Regulation, The Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, and also on
The fi.
I believe in God, so I am sure faith of God has directed me to the correct person to be on the correct path of life. Thank you.
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!
9 people found this helpful
-
Overall5 out of 5 stars
-
Performance5 out of 5 stars
-
Story5 out of 5 stars
- ROY
- 08-22-20
Clear concise with intuitive approach.
The purpose of much federal regulation is to provide protection, either to individuals, or to the environment. Whether the topic is environmental protection, safety and health in the home or workplace, or consumption of goods and services, regulations can have far reaching effects.
Something went wrong. Please try again in a few minutes.
You voted on this review!
You reported this review!