
Laws & Regulations: Financial Education Is Your Best Investment
Practical Glossary of Regulations for Banks, Brokers, and Investment Companies, Commercial & Corporate Law
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Narrated by:
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William Bahl
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By:
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Thomas Herold
Important Financial Laws and Regulations You Should Know
Financial laws and rules govern what financial institutions such as banks, brokers, and investment companies can do. These rules are generally put into effect by government regulators or international groups to protect investors, maintain orderly markets, and promote financial stability.
After the 2008 financial crisis, governments across the world were empowered to push for financial reforms designed to provide greater transparency of transactions and reduce risk, in order to make financial systems more stable and better regulated and to make global markets safer.
This financial laws and regulations guide helps you understand:
- Banking and Financial Regulation
- Commercial and Corporate Law
- The Federal Deposit Insurance Corporation
- National Credit Union Administration
- Securities and Exchange Commission
- Commodity Futures Trading Commission
- Federal Housing Finance Agency
- Consumer Financial Protection Bureau
The financial laws & regulation glossary compiles a list of 140 most common terms you’re likely to encounter in alphabetical order. Every law and regulation is explained in detail, with clear and concise article style description and practical examples.
Knowing financial law is crucial to appreciating the creation and formation of banking and financial regulation, as well as the legal framework for finance generally. Understanding the legal implications of transactions and structures such as an indemnity, or overdraft is crucial to appreciating their effect in financial transactions.
PLEASE NOTE: When you purchase this title, the accompanying PDF will be available in your Audible Library along with the audio.
©2019 Thomas Herold (P)2020 Thomas HeroldListeners also enjoyed...




















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Consumer choice for financial products and services is proliferating across global markets. The ability to reach consumers at any time on their mobile phones, tablets or other devices has helped attract substantial capital investment in consumer financial services. After the 2008 financial crisis, governments across the world were empowered to push for financial reforms designed to provide greater transparency of transactions and reduce risk, in order to make financial systems more stable and better regulated and to make global markets safer. This survey of consumer finance law describes the legal and regulatory approaches taken in the jurisdictions covered. Each chapter addresses the key characteristics of, and current climate within, a particular jurisdiction. Although payments, lending and deposits are the focus of this survey, other financial products and services are discussed where relevant. The purpose of this inaugural edition of Financial Laws and Regulations is to provide securitisation attorneys, borrowers, lenders and other market participants with insight into a sample of structural frameworks and regulatory issues surrounding the industry in a broad array of jurisdictions. This edition is not intended to be a comprehensive overview of securitisation regulation and structures in every jurisdiction, but rather to provide a frame of reference for, and a comparison of, the various structural features available and the regulatory considerations necessary in securitising assets globally.
It is the only book in this field that explains clearly everything about financial and banking regulation. Also written by prominent legal scholars makes it easier to understand for lawyers.
Written by an expert!
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I must say during college days unknowingly I had used the law of attraction to attract positive results for my education. Very strangely I noticed magic when I was in college. I specifically thought I will get 66.9% on 1st year, 69.3% on 2nd year and finally 72.1% on the final year of Engineering college, and to the very best of surprising me I did get these marks in those college years, which is now an integral of my life in this incarnation. So I truly believe in my heart what Herold has described in the introductory chapters. I am very excited by realizing the fact that I already have this attraction power on finance laws since childhood, but now I will learn how to use day in day out properly from Herold to attract positive abundance and unconditional unlimited happiness for my family and for myself in the finance sectors. Now I have the knowledge of Banking and Financial Regulation, The Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, and also on
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I believe in God, so I am sure faith of God has directed me to the correct person to be on the correct path of life. Thank you.
Principles of Financial Regulation
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