• Culture, Conduct, and SMF Accountability

  • Sep 13 2024
  • Length: 33 mins
  • Podcast

Culture, Conduct, and SMF Accountability

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  • Summary

  • UKGI's Head of Technical, Dave Anderson, is joined by Technical Resources Manager, Alastair Haughton, and Regulatory Consultant and Independent Non-Executive Director at Howden Insurance, John King. They look at how culture remains a significant focus for the FCA and discuss cases where senior managers have been held accountable for their misconduct, both financial and non-financial.

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