UKGI LIVE Podcast

By: UKGI Limited
  • Summary

  • The engaging way to stay on top of general insurance compliance news and updates.


    Join our experienced compliance consultants as they discuss the latest industry news and bring to life some of the more complex areas of regulation, such as, customer vulnerability, the Consumer Duty, conduct and culture, risk management, and more!


    Find out more about UKGI and what we offer - UKGI Compliance - Compliance Consultancy Services You Can Count On


    Hosted on Acast. See acast.com/privacy for more information.

    UKGI Limited
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Episodes
  • Culture, Conduct, and SMF Accountability
    Sep 13 2024
    UKGI's Head of Technical, Dave Anderson, is joined by Technical Resources Manager, Alastair Haughton, and Regulatory Consultant and Independent Non-Executive Director at Howden Insurance, John King. They look at how culture remains a significant focus for the FCA and discuss cases where senior managers have been held accountable for their misconduct, both financial and non-financial.

    Hosted on Acast. See acast.com/privacy for more information.

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    33 mins
  • Customer Vulnerability
    Aug 5 2024
    UKGI's Head of Technical, Dave Anderson, is joined by Technical Resources Manager, Alastair Haughton to discuss the ongoing applicability of the four drivers of vulnerability, what firms can do to help identify vulnerability, and how vulnerability MI should be used.

    Hosted on Acast. See acast.com/privacy for more information.

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    26 mins

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