Securities Law

Business Brokers and Securities Laws is a monograph on securities law and finders fees.

From the moment of its publication in 1748, The Spirit of the Laws proved to be a controversial work provoking widespread interest. Within three years it had been translated into various European languages - and was swiftly added to the List of Prohibited Books by the Roman Catholic Church. It is a remarkable book, a potpourri of observations and comments ranging far and wide over the social activities of mankind and it exerted a great influence on political leaders in the following decades.

Empowers business leaders and IT professionals with a deep understanding of the capabilities, challenges, and capacity of AI-driven data solutions. "Privacy, Ethics, Security, Intellectual Property, Business, and Humanity may have seemed like disjointed ideas, disciplines, or silos. With the advent of AI and ML, these concepts must join and be operationalized to harness great promise and prevent terrible harm. Justin and Mario's book provides guidance and starting points for exploring and building. The time is now, and the tool is in your hands." - Michelle Finneran Dennedy, CEO, Privacy ...

Blockchain technology could affect governance itself by supporting new organizational structures that promote more democratic and participatory decision making. Primavera De Filippi and Aaron Wright acknowledge this potential and urge the law to catch up. That is because disintermediation - a blockchain's greatest asset - subverts critical regulation. By cutting out middlemen, such as online operators and multinational corporations, blockchains run the risk of undermining the capacity of governmental authorities to supervise activities in banking, commerce, law, and other vital areas.

Justice for Some offers a new approach to understanding the Palestinian struggle for freedom, told through the power and control of international law. Focusing on key junctures—from the Balfour Declaration in 1917 to present-day wars in Gaza—Noura Erakat shows how the strategic deployment of law has shaped current conditions. Over the past century, the law has done more to advance Israel's interests than the Palestinians'. But, Erakat argues, this outcome was never inevitable.

Crisis is inevitable - but it doesn't have to torpedo your finances! Financial Security for Dummies offers advice to help you prep your finances for the next economic downturn, personal setback, pandemic, plague of locusts - or anything else life throws your way. This book contains the historical perspective and up-to-date info you'll need to navigate a wide range of personal financial challenges.

Within FBI field operative circles, groups of people known as “Special” by their titles alone, Michael R. McGowan is an outlier. Over the course of his career, McGowan has worked more than 50 undercover cases. In this extraordinary and unprecedented book, McGowan will take listeners through some of his biggest cases, from international drug busts to the Russian and Italian mobs to biker gangs and contract killers to corrupt unions and SWAT work. Ghost is an unparalleled view into how the FBI, through the courage of its undercover Special Agents, nails the bad guys.

The greatest investment advisor of the 20th century, Benjamin Graham taught and inspired people worldwide. Graham's philosophy of "value investing" - which shields investors from substantial error and teaches them to develop long-term strategies - has made The Intelligent Investor the stock market Bible ever since its original publication in 1949.

Americans are deeply divided over the Second Amendment. Some passionately assert that the Amendment protects an individual's right to own guns. Others, that it does no more than protect the right of states to maintain militias. Now, in the first and only comprehensive history of this bitter controversy, Saul Cornell proves conclusively that both sides are wrong. Cornell, a leading constitutional historian, shows that the Founders understood the right to bear arms as neither an individual nor a collective right, but as a civic right.

The age of human rights has been kindest to the rich. Even as state violations of political rights garnered unprecedented attention due to human rights campaigns, a commitment to material equality disappeared. In its place, market fundamentalism has emerged as the dominant force in national and global economies. In this provocative book, Samuel Moyn analyzes how and why we chose to make human rights our highest ideals while simultaneously neglecting the demands of a broader social and economic justice.

Are you a law student struggling to master Article 9 of the Uniform Commercial Code? You're in the right place with this comprehensive review quiz book! With over 50 thought-provoking questions, this book will test your understanding of the UCC's provisions on secured transactions, including security interests in personal property, perfection and priority rules, and debtor default and enforcement remedies. Each question is designed to challenge your knowledge and analytical skills, making this book an ideal study aid for your final exams and the bar exam. So why wait? Grab your copy today ...

As David Brooks observes, “There is one skill that lies at the heart of any healthy person, family, school, community organization, or society: the ability to see someone else deeply and make them feel seen—to accurately know another person, to let them feel valued, heard, and understood.” And yet we humans don’t do this well. All around us are people who feel invisible, unseen, misunderstood. In How to Know a Person, Brooks sets out to help us do better, posing questions that are essential for all of us: If you want to know a person, what kind of attention should you cast on them?

This stand-alone lesson introduces the student to the essentials in the Use of Force. Example laws from multiple states are referenced throughout the lecture. Verbal deflection and de-escalation techniques are always the first line of defense and the use of physical force is a measure of last resort. A force-on-force encounter does not end when the act of violence ceases. The psychological impact of a physical attack can last a lifetime.

Prepare for your career as a TSA Transportation Security Officer with this comprehensive study guide. This essential resource covers: Overview of the TSA: Understand the history, mission, and structure of the TSA. Role and Responsibilities of a TSO: Learn the daily duties and expectations of a Transportation Security Officer. Understanding the TSO Exam Structure: Detailed breakdown of exam sections and question types. Security Threat Recognition: Master the skills to identify potential threats and common threat items and behaviors. X-Ray and Imaging Technology: Gain proficiency in ...

In Migrating to Prison, leading scholar Cesar Cuauhtemoc Garcia Hernández takes a hard look at the immigration prison system's origins, how it currently operates, and why. He tackles the emergence of immigration imprisonment in the mid-1980s, with enforcement resources deployed disproportionately against Latinos, and he looks at both the outsized presence of private prisons and how those on the political right continue, disingenuously, to link immigration imprisonment with national security risks and threats to the rule of law.

"Conquer the Series 63 Exam: Study Guide for the Uniform Securities State Law Exam" is an essential resource for anyone preparing for the Series 63 exam. This comprehensive guide covers all key topics necessary to pass the exam and excel in the securities industry. It begins with an in-depth overview of the Uniform Securities Act, detailing the registration processes for securities, broker-dealers, and investment advisers. The book emphasizes the importance of ethical practices and fiduciary duties, ensuring professionals understand how to prioritize clients' interests. Chapters on ...

More than 40 years after President Johnson signed the landmark Fair Housing Act into law, residential segregation in America remains unresolved. Designed to help dismantle the nation’s racially divided housing patterns, the act has gone largely ignored by every presidential administration - Democrat and Republican alike - since 1968. In Living Apart, ProPublica investigates this failing.

Steven Johnson’s engrossing account of the epic struggle between the anarchist movement and the emerging surveillance state stretches around the world and between two centuries—from Alfred Nobel’s invention of dynamite and the assassination of Czar Alexander II to New York City in the shadow of World War I.

In June 2013, documents leaked by Edward Snowden sparked widespread debate about secret government surveillance of Americans. Just over a year later, the shooting of Michael Brown, a black teenager in Ferguson, Missouri, set off protests and triggered concern about militarization and discriminatory policing. In Unwarranted, Barry Friedman argues that these two seemingly disparate events are connected - and that the problem is not so much the policing agencies as it is the rest of us.

We think of the FBI as America’s police force. But secret intelligence is the Bureau’s first and foremost mission. Enemies is the story of how presidents have used the FBI as the most formidable intelligence force in American history. This is the first definitive history of the FBI’s secret intelligence operations, from an author whose work on the Pentagon and the CIA won him the Pulitzer Prize and the National Book Award.