Regulatory Compliance Essentials
2 books in seriesRegulatory Compliance Fundamentals Publisher's summary
You're getting a free audiobook.
You're getting a free audiobook.
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Regulatory Compliance Fundamentals
- Regulatory Compliance Essentials, Book 1
- By: M.L. Humphrey
- Narrated by: M.L. Humphrey
- Length: 1 hr and 42 mins
- Unabridged
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Performance
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We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role. Author M.L. Humphrey has taken 20 years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know, and presented that information in a straight-forward, easy-to-understand manner.
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Brief but helpful
- By J. -d'souza on 12-04-23
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Regulatory Compliance Fundamentals
- Regulatory Compliance Essentials, Book 1
- Narrated by: M.L. Humphrey
- Length: 1 hr and 42 mins
- Release date: 09-02-22
- Language: English
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AML Compliance Fundamentals
- Regulatory Compliance Essentials
- By: M.L. Humphrey
- Narrated by: M.L. Humphrey
- Length: 2 hrs and 50 mins
- Unabridged
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Overall
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Performance
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Story
In this book M.L. Humphrey draws upon 20 years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and reporting.
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AML Compliance Fundamentals
- Regulatory Compliance Essentials
- Narrated by: M.L. Humphrey
- Length: 2 hrs and 50 mins
- Release date: 11-21-22
- Language: English
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Please try againRegular price: $7.79 or 1 credit
Sale price: $7.79 or 1 credit
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